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Thomas D. Chenoweth (Left)
Founder (deceased)
David T. Chenoweth (Right)
President / Chief Executive Officer
About Thomas and David Chenoweth
Mr. Thomas D. Chenoweth and Mr. David T. Chenoweth founded Euro-American Equities, Inc., a U.S.-based registered securities broker/dealer and a member of FINRA, in 1990. The management is multicultural and multilingual. After their graduation from the University of Washington, each was employed, and each resided in Europe for several years. This depth of background and experience is unique and benefits the firm’s clientele. It is a major basis for our diversity, consistency, and continuity of management. And it is particularly important for long-term investors, who will probably experience a variety of market conditions over their financial lifetimes.
Disclosure of Business Continuity Plan (BCP)
Euro-American Equities, Inc. has developed a business continuity plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions are unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Contacting Us
If, after a significant business disruption, you cannot contact us as you usually do at (206) 232-9290 or info@euro-americanequities.com, feel free to reach out to us via our contact page. If you can’t access us through either of those means, you should contact your mutual fund companies or insurance companies.
Our Business Continuity Plan
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of a significant business disruption.
Our business continuity plan addresses the following:
- Data Backup Recovery
- All Mission-Critical Systems
- Financial and Operational Assessments
- Alternative Communications with Customers
- Employees and Regulators
- Alternate Physical Location of Employees
- Critical Supplier
- Regulatory Reporting
We also assure our customers of prompt access to their funds and securities if we are unable to continue our business.
Pertinent information for each account/customer is maintained by your mutual fund companies and/or insurance companies (entities). Also, we have access to information maintained by the applicable entities.
Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within one week. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customers of prompt access to their funds and securities. You may contact shareholder services for your mutual fund group and policyholder service for your variable contract directly. Contact telephone numbers are included in your confirmation and/or policy statements.
For More Information
If you have questions about our business continuity planning, you can contact us at info@euro-americanequities.com.